SEC Form 4 · accession 0001437749-15-014247
GFI Group Inc. · GFIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CANTOR FITZGERALD SECURITIES
Director · 10% Owner
Period of report
Jul 28, 2015
Accepted (ET)
Jul 29, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001292426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Jul 28, 2015 | P | 54,315 | $5.83 | A | 159,960 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co. and Cantor Fitzgerald Securities: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
- F2Does not include 114,378,936 shared held directly by BGC Partners, L.P., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.