SEC Form 4 · accession 0001437749-15-008866
GFI Group Inc. · GFIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard W Lutnick
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 9:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001292426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 114,378,936 | I | See footnote | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 45,000 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held directly by BGC Partners, L.P. The shares may also be indirectly beneficially owned by the following affiliates persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and the Reporting Person. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
- F2These shares are held directly by Cantor Fitzgerald & Co. The shares may also be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co.: Cantor Fitzgerald, L.P., CF Group Management, Inc. and the Reporting Person. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.