SEC Form 4/A · accession 0001437749-15-004310
GFI Group Inc. · GFIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
BGC Partners, L.P.
10% Owner
Period of report
Feb 26, 2015
Accepted (ET)
Mar 6, 2015 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001292426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3 | Feb 26, 2015 | P | 54,274,212 | $6.10 | A | 71,349,676 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A amends the Form 4 filed on March 2, 2015 to reflect the final number of shares acquired by the Reporting Person in a tender offer for the outstanding shares of common stock of GFI Group Inc. for $6.10 per share.
- F2The shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
- F3Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of BGC Partners, L.P. The shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co.: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.