SEC Form 4 · accession 0001179110-15-001550
GFI Group Inc. · GFIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marisa Cassoni
Director
Period of report
Jan 31, 2015
Accepted (ET)
Feb 3, 2015 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001292426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2015 | M | 42,576 | $0.00 | A | 224,012 | D | |
| Common Stock | Jan 31, 2015 | F | 12,773 | $5.61 | D | 211,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 31, 2015 | M | 42,576 | D | — | — | Common Stock | 42,576 | 0 | D |
Explanation of responses
- F1The Restricted Stock Units settle 1 for 1 upon vesting.
- F2The Restricted Stock Units vested on January 31, 2015 and had no expiration date.