SEC Form 4 · accession 0001567619-18-002464
Turning Point Brands, Inc. · TPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F. Helms Jr.
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001290677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Sep 10, 2018 | S | 25,000 | $42.04 | D | 390,062 | I | By Helms Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
- F2Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.