SEC Form 4 · accession 0001140361-16-090263
Turning Point Brands, Inc. · TPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F. Helms Jr.
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001290677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | P | 100 | $12.87 | A | 1,600 | D | |
| Common Stock | Dec 16, 2016 | P | 500 | $12.95 | A | 2,100 | D | |
| Common Stock | Dec 16, 2016 | P | 400 | $13.40 | A | 2,500 | D | |
| Common StockF1 | holding | — | — | — | 1,740,062 | I | By Helms Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.