SEC Form 4 · accession 0001140361-16-080053
Turning Point Brands, Inc. · TPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F. Helms Jr.
Director · 10% Owner
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001290677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2016 | P | 500 | $14.45 | A | 500 | D | |
| Common Stock | Sep 14, 2016 | P | 500 | $14.03 | A | 1,000 | D | |
| Common StockF1 | holding | — | — | — | 1,740,062 | I | By Helms Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.