Form4insider filings, from the source

SEC Form 4 · accession 0001140361-16-071199

Turning Point Brands, Inc. · TPB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Soohyung Kim
Officer — See Footnote 3 · Director · 10% Owner
Period of report
Jun 28, 2016
Accepted (ET)
Jun 29, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001290677

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $.01 par value ("Common Stock")F1,F3,F4,F5,F2Jun 28, 2016M938,857—A8,499,815ISee Footnotes
Non-Voting Common Stock, $.01 par value ("Non-Voting Stock")F1,F3,F4,F5,F2Jun 28, 2016M938,857—D0ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrants (right to buy)F3,F5,F2$0.01holding———Jan 13, 2014Jan 13, 2021Common Stock442,558442,558I

Explanation of responses