Form4insider filings, from the source

SEC Form 4 · accession 0001140361-16-064890

Turning Point Brands, Inc. · TPB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Soohyung Kim
Officer — See Footnote 3 · Director · 10% Owner
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001290677

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $.01 par value ("Common Stock")F1,F2,F3May 10, 2016P2,927,654$10.00A3,962,902ISee Footnotes
Common Stock, $.01 par value ("Common Stock")F4,F1,F2,F5May 10, 2016P$02,728,262—A6,691,164ISee Footnotes
Common Stock, $.01 par value ("Common Stock")F4,F1,F2,F6,F7May 10, 2016P$0869,794—A7,560,958ISee Footnotes
Non-Voting Common Stock, $.01 par value ("Non-Voting Stock")F1,F2,F7holding———938,857ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrants (right to buy)F1,F2,F7$0.01holding———Jan 13, 2014Jan 13, 2021Common Stock442,558442,558I

Explanation of responses