SEC Form 4 · accession 0001209191-19-018065

Spok Holdings, Inc · SPOK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Mar 8, 2019

Accepted (ET)

Mar 8, 2019 · 4:04 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001289945

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 8, 2019	M	40,938	$0.00	A	123,210	I	Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust
Common Stock^F2	Mar 8, 2019	F	18,464	$14.21	D	104,746	I	Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Mar 8, 2019	M	40,938	D	—	—	Common Stock	40,938	252,956	I
Restricted Stock Units^F5	—	Mar 8, 2019	D	40,939	D	—	—	Common Stock	40,939	212,017	I

F1On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").
F2On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.
F3RSUs were granted to Mr. Kelly under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
F4On March 8, 2019, 40,938 shares vested.
F5On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.