SEC Form 4 · accession 0001209191-18-055663
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted Peterman
Officer — Controller
Period of report
Oct 19, 2018
Accepted (ET)
Oct 19, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 19, 2018 | D | 0 | $0.00 | D | 233 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Oct 19, 2018 | D | 8,297 | D | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1The Restricted Stock Units governed by the Spok Holdings, Inc. 2011 Long Term Incentive Plan (the "2011 LTIP") granted to Mr. Peterman have been forfeited effective with his resignation on October 19, 2018.