SEC Form 4 · accession 0001209191-18-048163
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd J Stein
Director
Period of report
Aug 23, 2018
Accepted (ET)
Aug 23, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2018 | A | 5,000 | $15.3642 | A | 465,594 | I | Braeside Capital II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.