SEC Form 4 · accession 0001209191-18-042831
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Wallace
Officer — Chief Financial Officer & CAO
Period of report
Jul 17, 2018
Accepted (ET)
Jul 17, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 17, 2018 | M | 12,535 | — | A | 14,045 | D | |
| Common StockF3 | Jul 17, 2018 | F | 5,654 | $15.15 | D | 8,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Jul 17, 2018 | M | 12,535 | D | — | — | Common Stock | 12,535 | 48,680 | D |
Explanation of responses
- F1On July 17, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.
- F2Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
- F3On July 17, 2018 Mr. Wallace surrendered 5,654 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of July 16, 2018 as reported on NASDAQ.
- F4On July 17, 2018, 12535 shares vested.