SEC Form 4 · accession 0001209191-17-002050
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Saine
Officer — Chief Information Officer
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 3, 2017 | A | 4,970 | A | — | — | Common Stock | 4,970 | 28,108 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 3, 2017 | A | 4,969 | A | — | — | Common Stock | 4,969 | 33,077 | D |
Explanation of responses
- F1The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019.
- F2The Restricted Stock Units governed by the 2015 LTIP which if not forfeited will convert into shares of common stock.
- F3The Restricted Stock Units vest in three equal annual installments beginning December 31, 2017. Vested shares will be delivered to the reporting person upon filing of the Company's respective Form 10-K for the fiscal years ending December 31, 2017, December 31, 2018 and December 31, 2019.