SEC Form 4 · accession 0001209191-16-142606
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danielle Brogan
Officer — Controller & CAO
Period of report
Sep 23, 2016
Accepted (ET)
Sep 23, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2016 | D | 0 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 23, 2016 | D | 10,657 | D | Dec 31, 2018 | Dec 31, 2018 | Common Stock | 10,657 | 0 | D |
Explanation of responses
- F1The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") granted to Ms. Brogan have been forfeited effective with her resignation on 09/23/16.