SEC Form 4 · accession 0001209191-15-057934
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hemant Goel
Officer — President of Spok, Inc.
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | A | 0 | $0.00 | A | 17,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 1, 2015 | A | 3,457 | A | Dec 31, 2017 | Dec 31, 2017 | Common Stock | 3,457 | 17,497 | D |
Explanation of responses
- F1With his appointment to President of Spok, Inc., Mr. Goel has been issued an additional 3,457 RSUs under the 2015 LTIP effective July 1, 2015.