SEC Form 4 · accession 0001209191-15-026049
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Woods-Keisling
Officer — Corporate Secretary, Treasurer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 13, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 13, 2015 | M | 14,929 | — | A | 28,848 | D | |
| Common StockF3 | Mar 13, 2015 | F | 4,933 | $17.36 | D | 23,915 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Mar 13, 2015 | M | 14,929 | D | — | — | Common Stock | 14,929 | 7,128 | D |
Explanation of responses
- F1On March 13, 2015, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Woods under the Spok Holdings, Inc. 2011 Long Term Incentive Plan (the "2011 LTIP").
- F2RSUs were granted to Ms. Woods under the 2011 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
- F3On March 13 2015, Ms. Woods surrendered 4,933 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2011 Long Term Incentive Plan. The price was based on the closing price per share of March 6, 2015 as reported on NASDAQ.
- F4On March 13, 2015, 14,929 shares vested under the 2011 LTIP.