SEC Form 4 · accession 0001209191-15-000852
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Kelly
Officer — President & CEO · Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | A | 0 | $0.00 | A | 395,668 | I | Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 1, 2015 | A | 86,405 | A | Dec 31, 2017 | Dec 31, 2017 | common stock | 86,405 | 302,439 | I |
Explanation of responses
- F1The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock registered under the Spok Holdings, Inc. Stock Incentive Plan if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2017.