SEC Form 4 · accession 0001140361-15-010770
SmartPros Ltd. · SPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Fish
Officer — EVP & Chief Technology Officer
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to buy common stock | $1.34 | Mar 5, 2015 | A | 15,000 | A | Mar 5, 2018 | Mar 4, 2025 | Common Stock | 15,000 | 15,000 | D |
| Options to buy common stock | $1.47 | holding | — | — | — | Feb 1, 2016 | Feb 4, 2023 | Common Stock | 5,000 | 5,000 | D |
| Options to buy common stockF1 | $1.99 | holding | — | — | — | — | Aug 8, 2021 | Common Stock | 25,000 | 25,000 | D |
| Options to buy common stockF1 | $3.44 | holding | — | — | — | — | Oct 3, 2015 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Immediately.