SEC Form 4 · accession 0001567619-18-002186
Huron Consulting Group Inc. · HURN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Roth
Officer — CEO and President · Director
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 5, 2018 | M | 10,000 | $23.43 | A | 215,397 | D | |
| Common StockF4 | Sep 5, 2018 | S | 10,000 | $48.97 | D | 205,397 | D | |
| Common StockF4 | Sep 5, 2018 | S | 7,500 | $48.97 | D | 197,897 | D | |
| Common Stock | holding | — | — | — | 3,855 | I | By Family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $23.43 | Sep 5, 2018 | M | 10,000 | D | May 3, 2013 | May 3, 2020 | Common Stock | 10,000 | 70,000 | D |
Explanation of responses
- F1Automatic exercise and sale pursuant to a 10b5-1 trading plan.
- F2Common stock acquired upon the exercise of options granted May 3, 2010.
- F3Automatic sale pursuant to a 10b5-1 trading plan.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.75 to $49.35. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.