SEC Form 4 · accession 0001140361-16-059502
Huron Consulting Group Inc. · HURN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane E. Ratekin
Officer — EVP, Gen. Counsel, & Corp.Sec.
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2016 | M | 4,706 | $26.19 | A | 30,387 | D | |
| Common StockF2 | Mar 28, 2016 | S | 3,685 | $55.37 | D | 26,702 | D | |
| Common StockF3 | Mar 28, 2016 | S | 1,021 | $56.21 | D | 25,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $26.19 | Mar 28, 2016 | M | 4,706 | D | — | Mar 11, 2021 | Common Stock | 4,706 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.91 to $55.86. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.97 to $56.41. The undersigned undertakes to provide Huron, any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4Exercise of options granted March 11, 2011 that vested in four equal installments beginning on the first anniversary of the date of grant.