SEC Form 4 · accession 0001144204-18-034123
Macquarie Infrastructure Corp · MIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MACQUARIE GROUP LTD
10% Owner
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3 | Jun 11, 2018 | P | 61,400 | $41.29 | A | 8,560,689 | I | See Footnote |
| Common Stock, par value $0.001 per shareF1,F2,F3 | Jun 12, 2018 | P | 99,400 | $41.57 | A | 8,660,089 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These purchases were effected by Macquarie Infrastructure Management (USA) Inc. ("MIMUSA"), a subsidiary of the reporting person, pursuant to a Rule 10b5-1 trading plan adopted by MIMUSA on May 9, 2018.
- F2The prices reported in Column 4 are a weighted average price per day. These shares were purchased by MIMUSA in multiple transactions at prices ranging from $40.68 to $41.64, inclusive, on June 11, 2018 and $41.49 to $41.81, inclusive, on June 12, 2018. The reporting person undertakes to provide to Macquarie Infrastructure Corporation, any security holder of Macquarie Infrastructure Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by MIMUSA at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3Includes 8,605,689 shares that are held by MIMUSA and 54,400 shares that are held in various investment funds for which Macquarie Investment Management Global Limited, a subsidiary of the reporting person, acts as investment advisor. The reporting person disclaims any beneficial ownership of all such securities except to the extent of its pecuniary interest in such shares.