SEC Form 4 · accession 0001096906-16-002008
PROFIRE ENERGY INC · PFIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan W Oviatt
Officer — Chief Financial Officer
Period of report
May 25, 2016
Accepted (ET)
Nov 4, 2016 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2016 | A | 15,000 | $0.00 | A | 27,300 | D | |
| Common Stock | Jul 15, 2016 | F | 5,919 | $1.01 | D | 21,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.17 | Nov 2, 2016 | A | 200,000 | A | — | Nov 2, 2019 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1The options vest in two equal installments beginning November 2, 2017.