SEC Form 4 · accession 0001096906-16-001909
PROFIRE ENERGY INC · PFIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Pirnat
Director
Period of report
Sep 18, 2015
Accepted (ET)
Sep 22, 2016 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2015 | M | 19,953 | — | A | 19,953 | D | |
| Common StockF2 | Oct 30, 2015 | A | 80,000 | $0.00 | A | 99,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 18, 2015 | M | 19,953 | D | — | — | Common Stock | 19,953 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition.
- F3On September 18, 2014 the reporting person was granted 19,953 restricted stock units, 9,977 of which vested on September 18, 2014 and 9,976 of which vested on September 18, 2015.