SEC Form 4 · accession 0001354488-15-002558
CBA Florida, Inc. · CBAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sandberg
Director · 10% Owner
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289496
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | May 14, 2015 | D | 311,740 | — | D | 0 | I | By The Red Oak Fund, L.P. |
| Series A Convertible Preferred StockF1 | May 14, 2015 | D | 144,830 | — | D | 0 | I | By The Red Oak Long Fund, L.P. |
| Series A Convertible Preferred StockF1 | May 14, 2015 | D | 267,430 | — | D | 0 | I | By Pinnacle Opportunities Fund, L.P. |
| Common StockF1 | May 14, 2015 | A | 164,073,684 | — | A | 164,073,684 | I | By The Red Oak Fund, L.P. |
| Common StockF1 | May 14, 2015 | A | 76,226,316 | — | A | 76,226,316 | I | By The Red Oak Long Fund, L.P. |
| Common StockF1 | May 14, 2015 | A | 140,752,632 | — | A | 140,752,632 | I | By Pinnacle Opportunities Fund, L.P. |
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Series A Convertible Preferred Stock were automatically converted by the issuer into a total of 381,052,632 shares of common stock.