SEC Form 4 · accession 0000899243-18-022695
CBA Florida, Inc. · CBAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CRYO CELL INTERNATIONAL INC
10% Owner
David Portnoy
10% Owner
Mark L. Portnoy
10% Owner
George Gaines
10% Owner
Period of report
Aug 16, 2018
Accepted (ET)
Aug 17, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289496
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F5 | Aug 16, 2018 | S | 5,000,000 | $0.0062 | D | 11,268,554 | D | |
| Common StockF1,F5 | holding | — | — | — | 114,207,446 | D | ||
| Common StockF3,F5 | holding | — | — | — | 4,061,770 | D | ||
| Common StockF4,F5 | holding | — | — | — | 25,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned solely by CRYO-CELL International, Inc.
- F2Shares owned solely by David I. Portnoy.
- F3Shares owned solely by Mark L. Portnoy.
- F4Shares owned solely by George Gaines.
- F5Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.