SEC Form 4 · accession 0001323954-16-000066
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Tanner
Officer — Head of Global Bus Dev & Sales
Period of report
May 15, 2016
Accepted (ET)
May 17, 2016 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units)F1 | May 15, 2016 | A | 1,221 | $0.00 | A | 6,052 | D | |
| Common Stock | May 15, 2016 | F | 294 | $81.85 | D | 5,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2017.