SEC Form 4 · accession 0001323954-16-000024
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bevin Desmond
Officer — Head of Global Markets & HR
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 12:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 3, 2016 | S | 1,000 | $82.7398 | D | 32,387 | D | |
| Common StockF3 | May 3, 2016 | S | 900 | $82.673 | D | 22,255 | I | By spouse |
| Common Stock | May 3, 2016 | S | 100 | $83.215 | D | 22,155 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2016.
- F2The transaction was executed in multiple trades at prices renging from $82.24 to $83.215. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades at prices renging from $82.19 to $83.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.