SEC Form 4 · accession 0001289419-18-000096
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tricia Rothschild
Officer — Chief Product Officer
Period of report
Jul 31, 2018
Accepted (ET)
Aug 1, 2018 · 12:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2018 | G | 630 | $0.00 | D | 1,428 | I | By Trust |
| Common Stock | holding | — | — | — | 8,765 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust.