SEC Form 4 · accession 0001289419-17-000079
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Noonan
Director
Period of report
Oct 30, 2017
Accepted (ET)
Oct 31, 2017 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 30, 2017 | S | 18,800 | $85.40 | D | 26,601 | I | By Trust |
| Common StockF3 | Oct 30, 2017 | S | 1,200 | $86.47 | D | 25,401 | I | By Trust |
| Common Stock | holding | — | — | — | 3,344 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.
- F2The transaction was executed in multiple trades at prices ranging from $85.00 to $85.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades at prices ranging from $86.03 to $86.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.