SEC Form 4 · accession 0001289419-17-000060
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bevin Desmond
Officer — Head of Global Markets & HR
Period of report
Jul 26, 2017
Accepted (ET)
Jul 27, 2017 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 26, 2017 | S | 1,050 | $82.4148 | D | 34,040 | D | |
| Common StockF3 | Jul 26, 2017 | S | 1,752 | $83.5667 | D | 32,288 | D | |
| Common StockF4 | Jul 26, 2017 | S | 200 | $84.23 | D | 32,088 | D | |
| Common Stock | holding | — | — | — | 21,113 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017.
- F2The transaction was executed in multiple trades at prices ranging from $82.15 to $82.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades at prices ranging from $83.18 to $84.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- F4The transaction was executed in multiple trades at prices ranging from $84.21 to $84.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.