SEC Form 4 · accession 0001289419-17-000050
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kunal Kapoor
Officer — CEO
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | F | 1,089 | $75.22 | D | 61,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UnitsF1 | — | May 15, 2017 | A | 7,188 | A | — | May 15, 2020 | Common Stock | 7,188 | 7,188 | D |
Explanation of responses
- F1The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020.