SEC Form 4 · accession 0001289419-16-000290
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine Gillis Odelbo
Officer — Head of Corporate Strategy
Period of report
Oct 28, 2016
Accepted (ET)
Oct 28, 2016 · 12:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units)F1 | Oct 28, 2016 | A | 24 | $0.00 | A | 228,539 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24.9857 restricted stock units acquired on October 28, 2016 pursuant to a dividend investment feature of the Morningstar, Inc. 2011 Stock Incentive Plan.