SEC Form 4 · accession 0001289419-15-000063
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald James Phillips II
Director
Period of report
Apr 20, 2015
Accepted (ET)
Apr 21, 2015 · 11:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 20, 2015 | S | 2,000 | $73.2321 | D | 6,862 | I | By trust |
| Common Stock | holding | — | — | — | 11,497 | I | By GRAT | |
| Common Stock | holding | — | — | — | 157,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 24, 2014.
- F2The transaction was executed in multiple trades at prices ranging from $72.63 to $73.40. The price reported abive reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.