SEC Form 4 · accession 0001289419-15-000049
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald James Phillips II
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2015 | S | 1,801 | $73.5684 | D | 19,061 | I | By trust |
| Common StockF3 | Mar 9, 2015 | S | 199 | $74.1849 | D | 18,862 | I | By trust |
| Common Stock | holding | — | — | — | 11,497 | I | By GRAT | |
| Common Stock | holding | — | — | — | 157,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 24, 2014.
- F2The transaction was executed in multiple trades at prices ranging from $73.15 to $74.1298. The price reported abive reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades at prices ranging from $74.16 to $74.21. The price reported abive reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.