SEC Form 4 · accession 0001289419-15-000038
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald James Phillips II
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 10:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 17, 2015 | S | 1,700 | $77.158 | D | 25,162 | I | By trust |
| Common StockF3 | Feb 17, 2015 | S | 300 | $77.81 | D | 24,862 | I | By trust |
| Common Stock | holding | — | — | — | 11,497 | I | By GRAT | |
| Common Stock | holding | — | — | — | 157,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 24, 2014.
- F2The transaction was executed in multiple trades at prices ranging from $76.68 to $77.42. The price reported abive reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades at prices ranging from $77.79 to $77.84. The price reported abive reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.