SEC Form 4 · accession 0001289419-15-000036
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald James Phillips II
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 10:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units)F1,F3 | Jan 30, 2015 | A | 10 | $0.00 | A | 157,098 | D | |
| Common StockF2 | holding | — | — | — | 26,862 | I | By trust | |
| Common Stock | holding | — | — | — | 11,497 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 10.0095 restricted stock units acquired on January 30, 2015 pursuant to a dividend investment feature of the Morningstar, Inc. 2011 Stock Incentive Plan.
- F2Includes 135 shares acquired through a broker-administered stock purchase plan that is exempt from Section 16(b) by virtue of Rule 16b-3(c).
- F3Includes 362 shares acquired thought a broker-administered stock purchase plan that is exempt from Section 16(b) by virtue of Rule 16b-3(c).