SEC Form 4 · accession 0001493152-19-000105
Stereotaxis, Inc. · STXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe E Kiani
Director · 10% Owner
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 1:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 30,000 | $0.00 | A | 140,000 | D | |
| Common Stock | holding | — | — | — | 6,153,846 | I | Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).