SEC Form 4 · accession 0001289340-16-000139
Stereotaxis, Inc. · STXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Giffin
Officer — VP, Human Resources
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 23, 2016 | F | 2,033 | $0.66 | D | 68,657 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of 2,033 shares in payment of tax withholding due as a result of the vesting of 5,625 RSUs.
- F2The price reported in column 4 is a weighted average price. The reporting person undertakes to provide Stereotaxis, Inc., any security holders of Stereotaxis, Inc. or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price.