SEC Form 4 · accession 0001289340-16-000113
Stereotaxis, Inc. · STXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C. Mills III
Officer — Chief Executive Officer · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 28, 2016 | F | 8,299 | $1.09 | D | 401,495 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of 8,299 shares in payment of tax withholding due as a result of the vesting of 25,000 RSUs.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.09 to $1.1001. The reporting person undertakes to provide Stereotaxis, Inc., any security holders of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price.