SEC Form 4 · accession 0001289340-16-000091
Stereotaxis, Inc. · STXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C. Mills III
Officer — Chief Executive Officer · Director
Period of report
Feb 8, 2016
Accepted (ET)
Feb 19, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2016 | F | 4,296 | $0.78 | D | 294,694 | D | |
| Common StockF2 | Feb 9, 2016 | A | 115,100 | $0.00 | A | 409,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | $1.10 | Sep 23, 2015 | X | 29,878 | D | Sep 9, 2015 | Sep 30, 2015 | Common Stock | 29,878 | 0 | D |
Explanation of responses
- F1Surrender of 4,296 shares in payment of tax withholding due as a result of the vesting of 10,650 RSUs.
- F2Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a four year period in equal installments of 25%, each occurring on the anniversary date of the grant.