SEC Form 4 · accession 0000950138-17-000351
Stereotaxis, Inc. · STXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Brathwaite
Officer — VP Research & Development
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | F | 2,452 | $0.5283 | D | 42,910 | D | |
| Common Stock | Mar 29, 2017 | F | 2,926 | $0.5528 | D | 39,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of 2,452 shares in payment of tax withholding due as a result of the vesting of 5,025 RSUs.
- F2Surrender of 2,926 shares in payment of tax withholding due as a result of the vesting of 6,850 RSUs.