SEC Form 4 · accession 0000950138-17-000113
Stereotaxis, Inc. · STXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan Fischel
Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | A | 20,000 | $0.00 | A | 20,000 | D | |
| Common StockF2 | holding | — | — | — | 1,372,862 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a period of two (2) years with 50% vesting on the first anniversary of the date of the grant and the remaining 50% vesting on the second anniversary of the date of the grant.
- F2Held by funds of which DAFNA Capital Management, LLC, a Delaware limited liability company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer, of DAFNA Capital Management, LLC.
Remarks
EXHIBIT 24 - Exhibit 24 - Power of Attorney for Nathan Fischel