SEC Form 4 · accession 0001209191-19-000573
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Vargo
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 8:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | A | 14 | $0.00 | A | 7,585 | D | |
| Common StockF2 | Dec 28, 2018 | A | 4 | $0.00 | A | 7,589 | D | |
| Common StockF3 | Dec 28, 2018 | A | 0 | $0.00 | A | 7,589 | D | |
| Common StockF4 | Dec 28, 2018 | A | 0 | $0.00 | A | 7,589 | D | |
| Common StockF5 | Dec 28, 2018 | A | 0 | $0.00 | A | 7,589 | D | |
| Common StockF6 | Dec 28, 2018 | A | 0 | $0.00 | A | 7,589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 28, 2018 to stockholders of record as of December 14, 2018 (the "Dividend"), with respect to 5,836 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,542.6294 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 14.0964 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 34.1482 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 45.0934 unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 59 unvested RSUs granted to the reporting person on October 23, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.