SEC Form 4 · accession 0001209191-18-053197
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Schmidtlein
Officer — Executive Vice President & CFO
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 28, 2018 | A | 29 | $0.00 | A | 87,428 | D | |
| Common StockF3 | Sep 28, 2018 | A | 6 | $0.00 | A | 87,434 | D | |
| Common StockF4 | Sep 28, 2018 | A | 20 | $0.00 | A | 87,454 | D | |
| Common StockF5 | Sep 28, 2018 | A | 6 | $0.00 | A | 87,460 | D | |
| Common StockF6 | Sep 28, 2018 | A | 13 | $0.00 | A | 87,473 | D | |
| Common StockF7 | Sep 28, 2018 | A | 9 | $0.00 | A | 87,482 | D | |
| Common StockF8 | Sep 28, 2018 | A | 8 | $0.00 | A | 87,490 | D | |
| Common StockF9 | Sep 28, 2018 | A | 10 | $0.00 | A | 87,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.
- F2This amount is reflective of an adjustment resulting from the overstated forfeiture of MSUs in connection with the May 15, 2018 vesting event and subsequent June 29, 2018 dividend payout.
- F3These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,864 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F5These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,977 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F7These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 4,390 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F8These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F9These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.