SEC Form 4 · accession 0001209191-18-053181
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur T Katsaros
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | A | 51 | $0.00 | A | 62,821 | D | |
| Common StockF2 | Sep 28, 2018 | A | 63 | $0.00 | A | 62,884 | D | |
| Common StockF3 | Sep 28, 2018 | A | 0 | $0.00 | A | 62,884 | D | |
| Common StockF4 | Sep 28, 2018 | A | 0 | $0.00 | A | 62,884 | D | |
| Common StockF5 | Sep 28, 2018 | A | 0 | $0.00 | A | 62,884 | D | |
| Common StockF6 | Sep 28, 2018 | A | 0 | $0.00 | A | 62,885 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 24,460 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 31,238.5575 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 41.3033 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 74.3606 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 123.2884 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 144 unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.