SEC Form 4 · accession 0001209191-18-053160
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger P Aschke
Officer — President - EMEA
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | A | 8 | $0.00 | A | 34,928 | D | |
| Common StockF2 | Sep 28, 2018 | A | 1 | $0.00 | A | 34,929 | D | |
| Common StockF3 | Sep 28, 2018 | A | 4 | $0.00 | A | 34,933 | D | |
| Common StockF4 | Sep 28, 2018 | A | 12 | $0.00 | A | 34,945 | D | |
| Common StockF5 | Sep 28, 2018 | A | 4 | $0.00 | A | 34,948 | D | |
| Common StockF6 | Sep 28, 2018 | A | 8 | $0.00 | A | 34,956 | D | |
| Common StockF7 | Sep 28, 2018 | A | 5 | $0.00 | A | 34,962 | D | |
| Common StockF8 | Sep 28, 2018 | A | 5 | $0.00 | A | 34,967 | D | |
| Common StockF9 | Sep 28, 2018 | A | 6 | $0.00 | A | 34,973 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.
- F2These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 310 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,804 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F7These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F8These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F9These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs.