SEC Form 4 · accession 0001209191-18-047470
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger P Aschke
Officer — President - EMEA
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 3,373 | $57.60 | A | 38,294 | D | |
| Common StockF1 | Aug 15, 2018 | S | 3,373 | $77.00 | D | 34,921 | D | |
| Common Stock | Aug 17, 2018 | M | 1,172 | $57.60 | A | 36,093 | D | |
| Common Stock | Aug 17, 2018 | S | 1,172 | $77.50 | D | 34,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $57.60 | Aug 15, 2018 | M | 3,373 | D | — | May 16, 2026 | Common Stock | 3,373 | 5,402 | D |
| Stock OptionF2 | $57.60 | Aug 17, 2018 | M | 1,172 | D | — | May 16, 2026 | Common Stock | 1,172 | 4,230 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $77.00 to $77.02. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
- F2These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.