SEC Form 4 · accession 0001209191-18-046769
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger P Aschke
Officer — President - EMEA
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 3,915 | $57.60 | A | 30,916 | D | |
| Common Stock | Aug 14, 2018 | S | 3,915 | $77.00 | D | 27,001 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $57.60 | Aug 14, 2018 | M | 3,915 | D | — | May 16, 2026 | Common Stock | 3,915 | 8,775 | D |
Explanation of responses
- F1These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.