SEC Form 4 · accession 0001209191-18-041331
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger P Aschke
Officer — President - EMEA
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | A | 8 | $0.00 | A | 26,971 | D | |
| Common StockF2 | Jun 29, 2018 | A | 1 | $0.00 | A | 26,972 | D | |
| Common StockF3 | Jun 29, 2018 | A | 4 | $0.00 | A | 26,976 | D | |
| Common StockF4 | Jun 29, 2018 | A | 13 | $0.00 | A | 26,988 | D | |
| Common StockF5 | Jun 29, 2018 | A | 4 | $0.00 | A | 26,992 | D | |
| Common StockF6 | Jun 29, 2018 | A | 8 | $0.00 | A | 27,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.
- F2These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 320 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,770 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,822 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.